ISSN: 0041-4255
e-ISSN: 2791-6472

Süleyman Demi̇rci̇

Early Modern Ottoman History at Erciyes Universiy Department of History

Keywords: Avârız, Nüzul, Ottoman Empire, Karaman, 1620s-1700, History

The seventeenth century was a turning point for the Ottoman Empire. Although historians differ in their precise interpretations of this, they are increasingly defying it as a period of transformation rather than that of decline. From Inalcik’s point of view it was a century of 'transformation' of Ottoman institutions, while Faroqhi describes it as an era of widespread 'crisis and change' both politically and in socio-economic terms. Darling sees a period of 'consolidation' and of adaptation of the state structure to circumstances; Murphey stresses the 'significant administrative experiments and innovation' and a re-assessment of government practices[1].

Assumptions about 17th-century Ottoman history based on documentary evidence have successfully challenged the once-dominant historiographical perspective of the observers' of 'decline'[2]. Celâli disturbances, the sorry fates of sultans Osman II, Mustafa I, İbrahim I and the 'sultanate of women’, through the Köprülü era to retreat from Vienna in 1683 and ultimate acceptance of defeat at Karlowitz in 1699 - such episodes once symbolised the inevitability of decay and decline in the Ottoman state and were apparently confirmed in the writings of Ottoman critics such as Koçi Bey. Whilst events themselves and historical texts cannot be changed, interpretations of them can, and so in consequence can the significance attached to them. For instance, both traditional and revisionist views hold financial weakness to be a fundamental Ottoman problem in the seventeenth century. For Koçi Bey and others, this was principally a matter of misuse of timar revenues for non-military purposes (with clear implications for military strength) and the unprecedented increase in numbers and therefore in corruption within the central administration[3]. The answer appeared to be restoration of the old system as near as possible to its original working order. Modern interpretations which rely more on archival data than on 17th-century opinion show the complexity and adaptability of Ottoman administrative procedures and demonstrate how, from the critical period of the financial crisis of the 1580s and 1590s onwards, the state mobilised increasing amounts of cash revenue in the attempt to meet its needs. While no nicely clear-cut ’model’ can be drawn to parallel that of the timar system, Ottoman administration can more easily be seen for what it was - a flexible organisation motivated by practicality rather than ideology, and prepared to adapt to circumstances.

The study of avâriz/nüzul taxation presented in this paper contributes to this debate by extending our understanding of 17th-century Ottoman administrative development into a previously unresearched area. First, however, it will be useful to briefly review the principal events and issues which influence the interpretation of the Ottoman socio-economic history of this period in order to place the avâriz/nüzul system in a better context.

In the last quarter of the sixteenth century, the Ottoman Empire engaged in long and costly wars on two frontiers, against Safavid Iran in the east (1578-1590), and the Austrian Habsburgs in the west (1593-1606). During this time the Ottoman government faced considerable and unprecedented financial difficulty in meeting the extra expenses of warfare. This coincided with other major developments which adversely affected Ottoman government finances. First, population pressure and large-scale movement among the inhabitants of rural areas disturbed agricultural production, tax collection and local security. Second, the economy generally, and that of urban areas in particular, was affected by monetary fluctuations, notably the devaluations of the akçe from the 1580s onwards and consequent increase in the price of goods and foodstuffs. Third was the change in some trade routes caused by the Portuguese, and later the Dutch, diverting shipments from the East Inthes away from the eastern Mediterranean route to the Atlantic route, and reducing Ottoman income from customs dues[4]. Finally, the need to combat increasingly well-armed European forces on the Hungarian front resulted from the 1590s onwards in far-reaching changes in Ottoman military practice, i.e. the recruitment of more mercenary troops and increased expenditure on firearms, in place of the timar-holding cavalryman[5].

Many of the new mercenary recruits appeared to have been young men of peasant origin, often landless and partially educated, of a type which had already proved to be an uncontrolled, destabilising element in rural society throughout the latter half of the sixteenth century, which were also the principal element in the so-called celâli disturbances. Looking to gain money, status and occupadon, they willingly enrolled in the 1590s as levend or sekban in the armies of the state or in the service of a provincial governor, and acquired muskets. On losing this employment at the end of a campaign or on a change of governor, groups of armed sekbans tended to become brigands and to exploit rural areas, adding further to the general sense of insecurity and celâli lawlessness[6]. This problem became partially acute between the years 1596 and 1607 but the problem of armed peasant groups continued to threaten provincial stability and governmental control in Anatolia thereafter. It is apparent from the sicils of Kayseri and Konya, and from other types of archival documents, that celâli brigandage continued throughout the first half of the seventeenth century. More dangerously, sekban companies formed a large part of the forces of Abaza Mehmed Paşa, rebel governor-general of Erzurum 1623-28, and of other governors’ rebellions later in the century[7]. Paralleling levend/sekban depredations were the unlawful activities of some provincial officials (known as ehl-i örf) who made a practice of touring rural areas village by tillage under the pretext of inspection, imposing illegal taxes and exacting money, food and animals from the tillages in order to feed their retinues[8].

It is in this context of military necessity, economic disruption and widespread provincial unrest that the early 17th-century Ottoman government sought to adapt certain administrative practices, crucially diose concerning the assessment and collection of taxes. One of the most significant of these was the avâriz and the closely-related nüzul taxes. By the mid-seventeenth century these avâriz levies had become one of the most important annual sources of government tax income, and remained significant well into the nineteenth century.

The study of avâriz-nüzul taxation presented here contributes to this debate by extending our understanding of 17th-century Ottoman administrative development into a previously unresearched area. This study is the first to use avâriz/nüzul defters systematically to examine the working of the avârizhâne-nüzul system over a significant period of time. Given the huge number of unstuthed avâriz defters which exist, covering large areas of Anatolia and Rumeli over two-hundred years, it was decided to confine the present study to one specific geographic area, the Anatolian province of Karaman, to cash avâriz (avâriz akcesi) and cash nüzul (bedel-i nüzul) levies only, and to the period 1620s-1700.

Identification and examination of these archival sources was followed by analysis of the data collected, and its integration with other research findings and with secondary literature to produce interim conclusions. Once this first study is published it will form a basis for future case STUDIES of avâriz/nüzul in other provinces and ultimately for an assessment of the avâriz system throughout the empire. The avâriz and nüzul registers of the seventeenth century proride a good example in this respect and, as revealed in this case study, offer valuable data on the extent and nature of the changes which took place in the province of Karaman during the seventeenth century. First, however, it will be useful to define what avâriz/ avârizhâne was in the Ottoman practice.

Avâriz and Nüzul. The term avâriz as used by the Ottoman administration originally denoted various types of levy set by the central government in the sultan’s name, and therefore referred to in full as avâriz-i divaniye. Avâriz-i divaniye and the closely related tekalif-i örfiye were 'blanket terms' for a large number of dues which began as extraordinary levies originally paid in cash, kind or services according to the needs of the government and the circumstances of the community upon which they were levied[9]. They originated as emergency levies during time of war, and were payable by all Ottoman tax-payers, urban and rural, Muslims and non-Muslims. Built into the system were exemptions for particular services rendered, and flexibility to take into account the ability to pay[10].

In the sixteenth century the avâriz appears intermittently as a cash tax. Apparently the nüzul levies throughout their existence were associated with the avâriz, as another wartime tax mostly levied in kind- usually as barley or meat needed for a military campaign either being planned or one that was already in progress. At an early stage, avâriz and nüzul seemingly constituted alternatives, that is, in a given year one location might be confronted with either a demand for cash (avâriz akçesi), or else a demand for deliveries in kind (nüzul). In McGowan's definition, the avâriz was the surrogate for the nüzul, and vice versa, and therefore until the late sixteenth century these taxes were levied alternatively, rather than simultaneously, on the same avârizhânes. Archival documents as well as the existing STUDIES show that the nüzul was, in general, a levy in kind but not always and not always collected everywhere. When the Ottoman central administration proposed the nüzul collection for a given year, it was collected in some locations as a levy in kind and in others that were more distant from the centre of action, as the equivalent in cash, as the avâriz[11]. However, the wars, budgetary deficits and inflationary pressures of the seventeenth century resulted in the more frequent conversion of the nüzul into a money payment that was to be collected in the same year as the avâriz[12].

Barkan has suggested diat the original collections of the avâriz were probably in kind. The conversion of the avâriz to a cash tax would have accompanied the rise of the alternative irregular tax to be collected largely in kind - the nüzul. However, no example of the conversion of avâriz into a nüzul has yet been uncovered, because the nüzul was itself, at certain times and locations, a cash tax. Therefore, the rare appearance in the sixteenth century of the term bedel-i avâriz in place of avâriz ought to be interpreted differently. There is no indication in the earliest evidence on the Ottoman avâriz that its collection was in any other form than cash[13].

However, having said that, the term avâriz is itself seen by Barkan as synonymous with avâriz-i divaniye, and the obligation of supplying such provisions was only one of a number of ways in which the tax-paying subjects were asked to assist in the war effort. It was varied according to the government needs which resulted in certain demands to which the term avâriz applied and was, therefore, regarded as 'accidental'[14]. Relying on Suceska, Finkel points out that the term avâriz-i divaniye extended to the performance of specific duties such as the transport of equipment or the building of a bridge. However, Suceska was of the understanding that the term avâriz could only be used for one type of the avâriz-i divaniye levy, but is not synonymous with it[15]. The 'avâriz' was defined in a 15th -century imperial order as a tax paid in time of war. Additionally, a number of other types of avâriz levies were also in place[16]. For example, nüzul and sürsat levies or their equivalent in cash, which were called bedel, or kürekçi etc. were part of this system. By the period in which we first find mention of the avâriz in the Karaman kanunnamesi (1518) and Aydin (1528-9), the Ottoman nüzul also already exists. Therefore the sixteenth-century term bedel-i avâriz signalled a substitution of cash for kind, i.e. a change from the way in which it was originally collected before the appearance of the nüzul. Once the nüzul also began to be collected, largely as a cash tax, at the end of the sixteenth century, the need was felt for a new term to designate occasional levies of grain hence the appearance of the sürsat which is so frequendy mentioned in the Ottoman records of the seventeenth century[17].

In this paper the term avâriz is used to refer to the assessment in cash i.e avâriz akçesi which can be used as a general term for all the avâriz levies[18]. The nüzul was a levy of provisions, such as barley and flour. The nüzul defters list only the amounts of flour and barley to be paid per avârızhâne in each kaza. Nüzul registers list the amounts of provisions or their equivalents in cash to be paid on the basis of avârizhânes in each kaza in the livas within the province. The registers of this kind were compiled for either one part or both parts, i.e. Rumeli and Anatolia, of the Empire. From these records, it is possible to find the amounts of nüzul and sürsat[19] taxes, or their equivalents, in cash that the tax-paying subject, the reaya, in the province of Karaman paid[20].

Definition of an avârizhâne. The term avârizhâne denotes an administratively-defined tax household' or tax house unit'. In the fifteenth and early sixteenth centuries one avârizhâne comprised just one hâne (household) but by the seventeenth century the system had changed to one of larger groupings, with one avârizhâne comprising several hânes.

The number of hânes in an avârizhâne unit varied over time and place, according to government need, to administrative practice, and to the estimated financial circumstances of the tax-payers in a given area. The principle was simple. Each avârizhâne unit was required to pay the same amount in avâriz levies. However, the government recognised different levels of prosperity- ednâ (poor), evsât (average) and a'lâ (rich) - and adjusted the number of hânes in each avârizhâne accordingly. For instance, if in an averagely prosperous area, 7 hânes comprised one avârizhâne which was required to contribute 400 akçe per year depending on the type of levy, then in a richer area 3 or 4 hânes might comprise one avârizhâne to yield the same sum, and in a poor area perhaps 12 or more hânes would be grouped together to generate this amount. This fine tuning took place at the local level, within urban mahalles (town quarters) and villages, and was an essential part of the assessment process[21].

In this case study we use only the akçe for calculation of financial issues, despite the fact that the akçe was only one of several denominations in use. The reason for this is that avâriz-nüzul registers themselves continue to calculate in akçe throughout the century and that work on commodity prices also is in akçe. This study helps us to determine how far avâriz/nüzul taxation was a significant imposition/burden on the tax-paying population, or not. We can also see when these became regular taxes whether they were lened separately or together. Before c.1600 it is assumed that they were not levied annually and on the same groups of people. The position in the seventeenth-century appears significantly different.
1. Avâriz akçesi and the bedel-i nüzul in the Province of Karaman, 1620s-1700

As discussed above, there is only a small number of STUDIES on avâriz in the Ottoman empire in general. These have not been systematic enough to show the development of avâriz and nüzul rates or how significant was the total amount of money collected through these levies on a regular and comparative basis, both within the empire and over a long period of time. For example, Barkan reported relatively high figures of 1000 akçe per avârizhâne in 1048/1638, 950 akçe in 1049/1639, and 1100 akçe in 1050/1640[22]. As Darling pointed out, he did not specify his sources for the figures nor the locations where there were assessed. She shows that different amounts of money collected for the avâriz levies in general in one area as opposed to another area depended on the types of levy, the time and place or the central government’s demands[23]. McGowan, for the period 1641 to 1834, and Darling, for the shorter period 1560 to 1660 stuthed avâriz rates[24]. Darling for the years between 1560 and 1660 relied on mosdy secondary sources[25] and an ahkâm Defteri (KK2576) which gives the avâriz and bedel-i nüzul assessments for the 1640s. The sample picture she gives is extremely variable and includes various avâríz-type levies, which need to be distinguished more specifically and considered separately.

It is clear that during the sixteenth century the rate of cash avâriz payable by each avârizhâne rose significantly from around 10 akçe to 250 akçe per avârizhâne, depending on the year and location in the empire. Inflation also had a considerable effect. For example, in 1516 people fixing in Rumeli paid between 15 and 30 akçe as avâriz, while the tax-paying population in Anatolia paid for the same year between 10 and 20 akçe. Balıkesir livası paid 30 akçe as avâriz (kürekçi bedeli) in 1521, 60 akçe in 1537 and 160 akçe in 1592. In 1593, Ankara paid the avâriz (kürekçi bedeli) at 250 akçe per avârizhâne [26]. In 1569-70 both Haleb and Diyarbekir paid 80 akçe for the cash avâriz, while Maraş paid 50 akçe in 1577. The variation occurred more widely from the middle of the sixteenth century the end.

At first glance, a similar picture of wide differences appears to be the case in the first half of the seventeenth century. In 1606 the tax-paying population in Cyprus[27] paid 300 akçe for the cash avâriz, and 360 akçe in Manasur for the year of 1621. The tax-paying population of Anatolia paid for the cash avâriz only 100 akçe per avârizhâne in 1622. The cash avâriz was collected from the avârizhânes of Rhodes and İstanköy at 325 akçe per hâne in 1050/1640-41, but at 160 akçe in 1053/1643-44, while people living in Yenişehir paid the cash avâriz at 400 akçe per hâne in 1055/1645-46. In the same year, avârizhânes in most of Bosnia paid the cash avâriz at 400 akçe per hâne. In 1653/54, the tax-paying population of Şam also paid the cash avâriz at 400 akçe per hâne. However, in 1066/1655-56, the cash avâriz for most of Rumeli was at 325 akçe per hâne, while it was 160 akçe for Rhodes, and 80 akçe for Tirhala, and İn the same year Anatolia paid the cash avâriz at 300 akçe per hâne. The tax-paying population settling in Istanbul paid 429 akçe per hâne, the highest rate compared to the other places within the empire[28]. The reason behind these differing amounts remains to be examined.

In our case, the avâriz and nüzul defters, together with the available şer'iyye sicilleri of Kayseri and Konya enable us to give the cash avâriz and bedel-i nüzul rates and the total amounts of money regularly collected from the avârizhânes in the livas and their kaza subdivisions in Karaman eyâleti during the seventeenth-century. As far as these sources are concerned, there is no significant variation at all in the rate of cash avâriz from the very first to the last register used. The rate tends to be constant, and the total amount of money collected from the avârizhânes varies only insignificandy, depending on the changes in the numbers of avârizhânes in the eyâlet.

Table 1 shows the rate of cash avâriz for the avârizhânes in each of the eight livas as specified in the registers. We do not know the cash avâriz rate, and the amount of money collected for the year 1030/1621 because the document does not give information on the avâriz rate. This is the only register which does not detail the cash avâriz rate or the total amount collected for the year due to the nature of this particular register that only gives us the total avârizhânes of each kaza/liva in the eyâlet.

Subsequent registers show diat the rate of cash avâriz for the livas in the Karaman eyâleti is quite static. The tax-paying populadon in the entire eyâlet paid 400 akçe per hâne annually during the time period under study, and there is no variation in the amount of cash avâriz per hâne from 1628 to 1700. There is no variadon between livas or over time. It is also clear that the avâriz akçesi had become a regular annual levy by the late 1620s. The rate is given usually as 400 akçe, but also in 1628 and 1640 the equivalent figure of 5 guruş-i tam is noted.

This standard assessment pattern for the livas in Karaman eyâleti appears to be the same as that in other Anatolian provinces. For example, the cash avâriz rate in the province of Adana is 5 guruş-u tam, the equivalent of 400 akçe, per hâne for the year 1050/1640, and 400 akçe per hâne again in 1051/1641[29]. In 1055/1645, 1067/1657, 1068/1658, 1075/1665, 1081/1671 the tax-paying population in the provinces of Adana and Sivas paid 400 akçe per hâne for the cash avâriz [30]. As far as can lie seen in other avâriz registers, this cash avâriz rate was also in force for the Arab provinces of Trablusşam and Haleb. According to registers dating between 1640 and 1671,[31] the tax-paying population of these provinces paid at 400 akçe per hâne as cash avâriz. Darling’s statement that in 1067/1656-57 the cash avâriz rate was assessed empire-wide at 125 akçe per avârizhâne [32] is therefore not supported by these figures. It would appear rather that the cash avâriz rate for at least the Anatolian and some of the Arab provinces of the empire had stabilised at 400 akçe per avârizhâne by the mid-seventeenth century, and in at least Karaman province from 1628.

As far as we can tell from the available information in the archival documents used here the daily payment (mübaşiriye) to collectors during the course of the collection process varied significantly in the first half of the seventeendi-century. The mübaşiriye for avâriz akçesi was paid at 17 akçe in the hva of Akşehir in the year 1641, while it was paid at 30 in the liva of Kırşehir. It varied more widly in the following year, 1642, 39 akçe in Konya, and 11 akçe in Beyşehir. This significant variations was also seen for bedel-i nüzul. The mübaşiriye as recorded in the registers of 1628 at the liva level are as follows; 7 akçe in İçil, 10 akçe in Beyşehir, 11 akçe in Kırşehir, and 26 akçe in Kayseri. In contrast to avâriz akçesi, the mübaşiriye was comparatively stable in 1641; 10 akçe in the livas of Konya, Beyşehir, Akşehir, Kayseri, Aksaray, Kırşehir, İçil, and 19 akçe in Niğde. Once the avâriz and nüzul system was firmly established by the middle of the Seventeenth-century, the mübaşiriye for the avâriz akçesi and bedel-i nüzul stabilised at 50 akçe for avâriz from c.1650s (table 1) and 30 akçe for nüzul from c. 1659 (table 2) in Karaman eyâleti.

2. Bedel-i nüzül. Another avâriz levy is bedel-i nüzul and its rale within the livas in the Province of Karaman for the years between 1621 and 1699. The nüzul used to be a levy of provisions such as bailey and Hour to the Ottoman army during the campaign period. Our sources do not tell us whether any amount of nüzul was collected in kind. They simply state bedel-i nüzul (campaign prosisions tax in cash)[41].

No bedel-i nüzul register has been found for the year 1621 and therefore we are not able to give either the bedel-i nüzul rate or the amount of money collected in that year. There is almost a twenty-years gap between the first tsvo registers found for this study - 1626 ami 1628 - ami a more regular series beginning in 1645. In order to present a more consistent set of data therefore we tried to find out the bedel-i nüzul rate by consulting other relevant sources. For example, the court records of Kayseri and Konya contain a number of imperial decrees addressed to the local kadis in relation to avâriz and nüzul levies within livas in Karaman eyâleti. A number of these have prosided bedel-i nüzul rates for certain years in which nothing is available in the avârizhâne registers.

Evidence for rates elsewhere is again variable for the late sixteenth/early seventeenth century. In 1594, the kaza of Rodoscuk paid 300 akçe per avârizhâne as bedel-i nüzul[42]. In 1598-9, the bedel-i nüzul was collected for the year at Güzelhisar in Rumeli at 600 akçe [43]. In 1015/1606, bedel-i nüzul was collected at 300 akçe in Cyprus[44]. In 1038/1628-29 and 1039/1629-30, the tax-paying population in Paşa livası in Rumeli paid the bedel-i nüzul at 5 kâmil guruş or its equivalent of 400 akçe. In 1042/1632-33, the bedel-i nüzul was apparently assessed at 20 kamil guruş or 1560 akçe in Aksaray livası and 14 kâmil guruş or 1092 akçe in Haleb. This, however, was higher than the tax-paying population could bear and amounts were reduced by 25% on petition of the inhabitants[45]. The bedel-i nüzul amounts in subsequent years show little evidence of major change. In 1634, for example, bedel-i nüzul was collected at 300 akçe per avârizhâne in Manastır according to an imperial order registered in the şer'iyye sicili [46]. In 1636, the government apparently proposed a standard rate throughout the empire of 12 guruş per avârizhâne which, at 80 akçe per guruş, would yield 960 akçe per hâne. This was very soon seen to be too high and a second order was issued setdng the general rate at 5 guruş per hâne, which would yield an acceptable 400 akçe per avârizhâne [47]. In 1056/1646-7, all tax-paying population in Rumeli paid bedel-i nüzul at 400 akçe per hâne [48]. Nevertheless, this rate was apparently not automatic elsewhere. Uluçay points outs that in 1061/1650 the bedel-i nüzul in Saruban eyâleti was paid at 300 akçe plus 20 akçe for the mübaşiriye per avârizhâne [49]. The bedel-i nüzul varied between 300 and 600 akçe. By 1041/1631 Koçi Bey’s treatise, however, disregarded this variadon by citing the normal level of avâriz which he called the kanun (reguládon) as 300 akçe[50].

The situation in Karaman eyâleti was as follows. In 1036/1626, the bedel-i nüzul was paid at 600 akçe[51]. The MM3862 register gives bedel-i nüzul for the year 1038/1628 in Karaman eyâleti as 600 akçe with one exception that the tax-paying population in İçil livası paid the bedel-i nüzul for the same year at 410 akçe per hâne. Another imperial decree dated 1055/1615 found in Konya şer'iyye sicilleri ordered the collection of bedel-i nüzul in Karaman eyâleti at 5 kâmil guruş, equivalent of 400 akçe, plus 10 akçe for the mübaşiriye per avârizhâne [52]. Three years later the tax-paying population within the livas in Karaman eyâleti paid the bedel-i nüzul at 400 akçe per hâne according to the entries in bedel-i nüzul register for Anatolia and Rumeli dated 1058/1648[53].

It appears that for the same year 1058/1648, a total of 400 akçe was also collected from the avârizhânes in the provinces of Trablusşam, Haleb, Maraş, Diyarbekr, Erzurum. Trabzon[54], Sivas etc. and the livas of Malatya, Kat ahisar-i şarkı[55]. However, for the same year the tax-paying population in the frontier provinces of Budin, Bosna, Timaşvar and Eğri paid 100 akçe per hâne according to this register[56]. An imperial order dated 1066/1657 in the Kayseri şer'iyye sicilleri gives the bedel-i nüzul rate for the entire Karaman eyâleti as a total of 325 akçe, 300 akçe plus 25 akçe mübaşiriye for the year 1656/57[57] From another imperial order in sicils we know that in the following year bedel-i nüzul was paid again at 300 akçe plus an additional 20 akçe for the mübaşiriye in Karaman eyâleti in the year 1067/1657[58]. According to the entries in MM2998, in 1068/1658, the bedel-i nüzul was paid again as 300 akçe in Karaman eyâleti. It is also mentioned in the register that the tax-paying population in other areas i.e. provinces of Adana, Erzurum, Trabzon anti Haleb paid 300 akçe as bedel-i nüzul for the same year[59]. There is no mention of the additional 20 akçe paid in the name of the mübaşiriye as it was the case in previous year. This does not mean that in years without mention of it mübaşiriye charges were not levied. All collectors obviously needed to meet their expenses every year. This is clearly due to the short comings of the avâriz and nüzul registers that do not give us such details. There are probably two main reasons why this amount is only mentioned occasionally. First is the need to ensure that both mübaşir and local kadi were clear about the level of the fee, and to prevent any extortion on the post of the collector. Second was probably the need to record official changes in the fee level made by the central government.

Another imperial order regarding bedel-i nüzul collection in Kayseri livasi in Karaman eyâleti dated 1069/1659 gives the bedel-i nüzul rate for the year 1070/1660 as 600 akçe per hâne for the Kayseri kazası itself and plus 30 akçe for the mübaşiriye [60]. Now we know from the existing information that in 1070/1660 the tax-paying population in Kayseri livası itself paid the cash avâriz at a flat rate of 400 akçe per hâne. It is quite likely that the bedel-i nüzul of 600 akçe per hâne in Kayseri did cause some complaints since some of the tax-paying population had also been asked for another levy i.e. sürsat zahiresi. On receiving these complaints another imperial order was therefore issued regarding the bedel-i nüzul collection and sent out by the central government to the kadi of Kayseri, ordering him that the tax-paying population who had been asked to pay sürsat and had already paid or were about to pay the bedel-i nüzul, should pay 150 akçe less than those who were asked for bedel-i nüzul only and not sürsat. It is clearly stated that if the bedel-i nüzul was collected at the rate of 600 akçe, then 150 akçe must be given back to the complainants in accordance with the imperial order. This deduction was not implemented for all tax-payers but only those who paid bedel-i nüzul and had been asked to pay another levy, the sürsat zahiresi[61]. Apparently, however, most of the tax-paying population did pay the sum originally set as 600 akçe and which corresponds to a 100% increase in bedel-i nüzul assessment over 1658. Out findings suggest drat the bedel-i nüzul rate for the same year was the same in other areas in the eyâlet as in Kayseri kazası. This dramadc increase in the bedel-i nüzul rate was due to the celâli terror around the region which forced the Ottoman administration to act and eliminate such unrest for good.

A number of avârizhâne registers used in this study list the bedel-i nüzul as 600 akçe between 1664 and 1671 with no information on mübaşiriye. Information on the latter can be found in the şer'iyye sicils of Kayseri and Konya. An imperial order of 1085/1675 states specifically that an addidonal 30 akçe per hâne was to be paid to the mübaşir to meet his expenses. It must be assumed that this fee was a standard addition to the levy itself [62].

The tax-paying population in the provinces of Sivas and Erzurum paid the bedel-i nüzul at 600 akçe per hâne which is the same with Karaman eyâleti in the year of 1074/75-1664[63]. In some other areas in the empire i.e. the livas of Amasya, Çorum, Bozok, Canik, Arapgir and Karahisar-i şarki paid bedel-i nüzul at 600 akçe per hâne in 1664[64]. In 1086/1676, 1088/1678 and 1089/1679, again the bedel-i nüzul was paid at 600 akçe in the eyâlet[65]. An imperial order dated 1089/1679 addressing particularly the bedel-i nüzul collection in Karaman eyâleti in Konya şer'iyye sicils makes it clear that an additional 30 akçe was paid in the name of mübaşiriye[66]. It was again collected at 600 akçe in Karaman eyâleti for the years of 1091/1681, 1097/1687 and 1098/1688[67]. No avârizhâne register was found for the years 1099/1689 and 1100/1690. We have the bedel-i nüzul for the years in question from an imperial order in 96 Nolu Kayseri şer'iyye sicili sent ont by the central government in relation to the collection of bedel-i nüzul in the eyâlet. According to this imperial order the tax-paying population in the entire Karaman eyâleti paid the bedel-i nüzul at 600 akçe plus 30 akçe for the mübaşiriye[68]. There is no change in the amount of money collected from the avârizhânes of the Eyâlet till the turn of the century[69]. It appears from the archival document that in 1111/1699, the bedel-i nüzul was also collected at 600 akçe per hâne in the province of Adana and the livas of Malatya, Tarsus, Maraş, Hamidili, Ayintab and Sultanönu[70].

Darling, relying on McGowan's study, assumes that the bedel-i nüzul was stabilised at 600 akçe only in the Eighteenth-century, rather titan in the midseventeenth century as shown here[71]. It should also be noted here that the bedel-i nüzul were collected as an annual tax from 1620s not after 1683 as suggested by some historians[72].

We have already pointed out that the nüzul rate was higher titan that of avâriz after c. 1650s. But, when it comes to the mübaşiriye it is the other way around, and that the mübaşiriye for avâriz was significantly higher than nüzul, 50 akçe against 30 akçe. We should also note here that the most significant variations in the mübaşiriye are seen in the first half of the century. This was, probably, due to the collectors' own status. It is most likely that the central government had taken into account the collectors' military ranks before making any attempt to fix daily payment of the individuals. Those of higher status (i.e. Yeniçeri) received a higher rate.

Conclusion

The focus of this paper has been tile development of avâriz and nüzul levies as an alternative major source of regular taxation for the Ottoman government during the seventeenth century. It is a line of research that has so fat attracted litde attention from scholars despite the fact that there is now more debate on Ottoman socio-economic history generally.

This paper has shown that avâriz akçesi and bedel-i nüzul levies were collected annually rather than irregularly, certainly from 1640 and probably from at least 1620s, and also that they were both apparently often levied in the same year and on the same avârizhâne units. This goes against the notion gained from 16th-century avâriz data that the cash avâriz and bedel-i nüzul were not regular taxes and were mutually exclusive. The seventeenthcentury situation was quite different, though exactly how and when the change took place remains to be determined. Once the system was firmly established, from around 1659, bedel-i nüzul rates at 600 akçe per avârizhâne per year were always higher titan avâriz akçesi at 400 akçe. These appear to have become standard rates in other Anatolian and northern Syrian provinces also.

The nüzul rate was higher than that of avâriz after c. 1650s, as shown in this paper. But, when it conies to the mübaşiriye it is the other way around, and that the mübaşiriye for avâriz was significantly higher than nüzul, 50 akçe against 30 akçe. We should also note here that the most significant variations in the mübaşiriye seen in the first half of the century. Seeing the consistent stability in avâriz/nüzul system, one could suggest that the system had a sufficient manner of functioning in the empire, including the eyâlet under study.

The fluctuations in the avâriz/nüzul rates in the early parts of the 17th- century may be evidence either of social unrest and population movement, or of a still-developing, relatively uncertain avâriz system in which the composidon of avârizhânes was not standardised. There may be other factors to be considered.

This study of avâriz/nüzul rates is part of a larger study on avâriz/nüzul registers for the period between 1620s and 1700. These arc little-used archival sources which are potentially as valuable for research on seventeendi-century history as the more well-known tapu tahrir defterleri have been for the fifteenth and sixteenth centuries. This is particularly true when avâriz/nüzul registers are stuthed in conjunction with the şer'iyye sicilleri, and other relevant archival records. They can be usefully employed in the study not only of taxation practice, but also of aspects of Ottoman provincial administration, of the role of the kadi, of tax collectors[76], and to a certain degree, of demographic trends.[77] Although this paper has concentrated on the province of Karaman, the existence of similar avâriz/nüzul register series for most Ottoman territories in Anatolia and Rumeli for a similar period will further allow us to analyse in a comparative perspective the similarities and dissimilarities of the avâriz system in these core parts of the Ottoman state. In the case of Karaman province, avâriz taxation seems just positive and efficient. We see the ability of the state administration to adapt to circumstances in the long-term, and in the short term to accommodate local problems[78] without undue loss of revenue by the treasury or loss of confidence by ordinary people in the central government's judgment.

Author's note: I would like to thank Professor Christine Woodhead of Durham University and the anonymous referees of this Journal for their encouraging comments and suggestions on various points throughout the process of this paper

References

  • A. PRIMARY SOURCES
  • I -UNPUBLISHED ARCHIVE SOURCES
  • Devlet Arşivleri Genel Müdürlüğü, Osmanlı Arşivi, (The Ottoman Archive of the General Directorate of State Archives: formerly Başbakanlık Arşivi- Prime Ministry Archive), Istanbul, (DAGM)
  • Kamil Kepeci Classification [KK]
  • Avârizhane Registers
  • 1050/1640, 2604-1053/1643, 2623-1065/1655, 2625-1067/1657, 3810- 1070/1660, 3354-1074-75/1665, 2651-1080/1670, 2790-1082/1672, 2659- 1084/1674, 2665-1086/1676, 3809-1089/1679.
  • Mâliyeden Müdevver Classification [MM]
  • Avârizhane Registers
  • 1030/1621, 3862-1038/1628, 3382-1050/1640, 3845-1051/1641, 3071- 1051-52/1642, 2808-1055/1645, 3832-1058/1648, 3835-1057-59/1649, 4950- 1060/1650, 2780-1061/1651, 1980-1061/1651, 3844-1062/1652, 2989- 1064/1654, 3847-1066/1656, 3850-1067-68/1658, 2998-1068/1658, 2749- 1068/1658, 2653-1080/1670, 7857-1080/1670, 3067-1073-74/1664, 2783- 1075/1665, 3836-1078/1668, 3003-1081/1671, 3834-1081/1671, 2412-
  • 1083/1673, 2505-1085/1675, 3841-1088/1678, 3837-1090/1680, 3830-
  • /1681, 9480-1096/1686, 2805-1097/1687, 2800-1098/1688, 3839-
  • 1098/1688, 2793-1103/1691, 2471-1104/1692, 2987-1106/1691, 3807-
  • 08/1696, 3820-1111/1699, 3826-1112/1700
  • II- STUDIES
  • Abou-El-Haj, Rifa’at ’Ali, Formation of the Modern State. The Ottoman Empire Sixteenth to Eighteenth Centuries, State University of New York Press, 1991.
  • Açıkel, Ali, Changes in settlement patterns. Population and Society in North Central Anatolia: A Case Study of the District of Tokat (1574-1643), Unpublished PhD Thesis, the University of Manchester, Manchestci . U.K, 1999,
  • Akdağ, Mustafa, "Osinanh İmparatorluğunun Kuruluşu ve İnkişafı Devrinde Türkiyenin İktisâdi Vaziyeti", T.T.K Belleten 13(1949): 497-568; 14(1950):319-411.
  • -----, “Celali İsyanlarının Başlaması”, AÜDTCFD 4 (1964): 1-49.
  • -----, “Genel Çizgileri ile XVII.yy Türkiye Tarihi,”, TAD, 4 (1966):203-47
  • -----, Türk Halkının Dirlik ve Düzenlik Kavgası Celâli isyanları. Bilgi Yayınevi, Ankara, 1975.
  • Barkan, Ö. Lütfi; “Avâriz” IA 2:13-19.
  • ------, “Tarihi Demografı Araştırmaları ve Osmanh Tarihi", Türkiyat Mecmuası, X (1953): 1-29.
  • Barkey, Karen, Bandits and Bureaucrats. The Ottoman Route to State Centralization, Cornell University Press, Ithaca and London, 1994.
  • Bowen, II, “Awarid," El- 1:760-761.
  • Bülbül, Zeketiye; Konya'nin Merkezi Yönetim İle İlişkileri (1685-1700), Unpublished PhD Thesis, Selçuk University, Institute of Social Sciences, Konya, 1988.
  • Cezar, Mustafa, Osmanh Tarihinde Levendler, Istanbul, 1965.
  • Darling, Linda; Revenue-Raising and Legitimacy: Tax Collection and Finance Administration in the Ottoman Empire 1560-1660, New York 1996.
  • ------. "Ottoman Fiscal Administration: Decline or Adaptation?" The Journal of European Economic History, v. 26, no. 1 (Romal997): 157-177.
  • Demir, Naile; 70/12 Numaralı Kayseri Şer’iyye Sicili Metin Transkripsiyonu(1069/1658), Unpublished BA dissertation, Erciyes University, Department of History, Kayseri 1999.
  • Demirci, Süleyman; The Functioning of Ottoman Avâriz Taxation: An Aspect of the Relationship Between Centre and Periphery. A Case Study of the Province of Karaman, 1621-1700, (Ph.D. Thesis, University of Durham, Durham, UK, 2001)
  • -----, “Complaints about avâriz assessment and payment in the avâriz-lax system: An aspect of the relationship between centre and periphery. A case study of Kayseri, 1618-1700”, Journal of the Economic and Social History of the Orient, 46.4 (November 2003): 437-474.
  • -----, "Demography and History: The Value of the Avârizhâne Registers for Demographic Research: A Case Study of the Ottoman Subprovinces of Konya, Kayseri, Sivas and Bozok, 1620s-1700" a papét presented at an international conference held at the University-of Chicago; April 80th and May 1st 2004: the 19th Annual Middle East History and Theory Conference, Chicago, Ill-USA
  • ------."Collectors of Avâriz and Nüzul Leties in the Ottoman Empire. A Case Study of the Province of Karaman, 1621-1700", Belleten, 69/255 (August 2005): 539-565.
  • -----."Collections of Avâriz and Nüzul Lewes in the Ottoman Empire. A Case Study of the Province of Karaman, 1620-1700", Belleten, 69/256 (December 2005): 897-912.
  • -----, “State, Society and Economy in the Ottoman Empire: Some notes on the avârizhânes and cash avâriz rate in the province of Trabzon, c.1640-1700" a paper to be delivered at an international conference CIEPO-17 held at Karadeniz Technical University; September 18th -23rd, 2006:Trabzon, Turkey.
  • Erder, L., ‘The Measurement of Pre-industrial Population Changes, The Ottoman Empire from the 15th to 17th Century”, Middle Eastern STUDIES, XI (1975): 284-301.
  • Erder and Faroqhi; “Population Rise and Fall in Anatolia, 1550-1620", MES, XV (1979): 322-45.
  • Erdoğan, Hacer; 1086-1089 Tarihleri Arasında Konya'ya Gönderilen Bazı Fermanlar, Unpublished BA dissertation, Selçuk University, Department of Histoıy, Konya 1988.
  • Faroqhi, Suraiya, "Part II: Crisis and Change, 1590-1699", in An Economic and Social History of the Ottoman Empire, eds. H. İnalcık and D. Quataert, Part II (1600-1914): 411-636, Cambridge, 1994.
  • Finkel, Caroline; The Administration of Warfare: the Ottoman Military Campaigns in Hungary, 1597-1606, VWGO WIEN 1988.
  • Güçer, Lütfi; XVI-XVII. Asırlarda Osmanlı İmparatorluğunda Hububat Meselesi ve Hububattan Alman Vegiler, İstanbul Üniversitesi İktisat Fakültesi Yayını, İstanbul, 1964.
  • Gündüz, Ahnîet; 27 Nutnaıali Kayseri Ser’iyye Sicili H.1035/36-M. 1625/26, Metin Transkripsiyonu ve Değerlendirme, Unpublished MA Thesis, Erciyes University, Institute of Social Science, Kayseri, 1995.
  • Griswold, William, The Great Anatolian Rebellion 1591-1611, Berlin: Klaus Schwarz, 1983.
  • İnalcık, Halil, ‘The Ottoman Decline and Its Effects upon the Reaya”, in Aspects of the Balkans, Continuity and Change, Contributions to the International Balkan Conference, UCLA 1969, eds. H. Birnbaum and S. Vryonis, The Hague: Mouton, 1972: 338-54.
  • -----, “The Socio-Political Effects of the Diffusion of Fire-Arms in the Middle East”, in War, Technology and Society in the Middle East, eds. V.J. Party and M. E. Yapp, (London, 1974): 195-217.
  • -----, “Military and Fiscal Transformation in the Ottoman Empire, 16001700", AO, VI (1980): 283-337. [Reprinted in H. İnalcık, STUDIES in Ottoman Social and Economic History, London, 1985.]
  • -----, “The Ottoman State: Economy and Society, 1300-1600", in An Economic and Social History of the Ottoman Empire, 1300-1911, eds. Halil İnalcık and Donald Quataei t, Cambridge, 1994: MIO.
  • İlgürel, Miicteba. “Osmanh İmparatorluğu’nda Ateşli Silâhların Yayılışı", İÜEFTD, 32 (1979): 301-18.
  • Jennings, R, "Urban Population in Anatolia in the Sixteenth Century: A Study of Kayseri, Karaman, Amasya, Trabzon and Erzurum", IJMES, 7 (1976): 21-57.
  • ------, “Firearms, Bandits, and Gun-control: Some Evidence on Ottoman Policy Towards Firearms in the Possession of Reaya, from Judicial Records of Kayseri, 1600-1627”, AO, VI (1980): 339-58.
  • Kafadar, Cemal; "The Question of Ottoman Decline”, Harvard Middle Eastern and Islamic Review, 1 (1997-1998): 30-75.
  • Kalıpçioğlu, M. Ali; 6'5 Nttmarali Kayseri Şer'iyye Sicili H. 1067/68- M.1656/38, Metin Transkripsiyonu ve Değerlendirme, Unpublished MA Thesis, Erciyes University, Institute of Social Science, Kayseri, 1996.
  • Koçi Bey; Koçi Bey Risalesi, ed, Ali Kemali Akşit, İstanbul, 1939.
  • Lewis, Bernard; “Some Reflections on the Decline of the Ottoman Empire", Studia Islamica, 9 (1958):111-27.
  • -----, “ Ottoman Observers of Ottoman Decline” , Islamic STUDIES, 1 (1962):82-87.
  • Mcgowan, Bruce; “Osmanli Avâriz-Nüzul Teşekkülü, 1600-1830”, VIII. Türk Tarih Kongresi, 3 volume, Türk Tarih Kurumu Basımevi, Ankara 1981, vol 2: 1327-31.
  • -----, Economic Life in Ottoman Europe: Taxation, Trade and Struggle for Land, 1600-1800, Cambridge: Cambridge University Press, 1981.
  • -----, “ The Study of Land and Agriculture in the Ottoman provinces within the Context of an Expanding World Economy”, International lomnál of Turkish STUDIES 2, no.1 (1981): 57-63.
  • Murphey, Rhoads; "Continuity and Discontinuity in Ottoman Administrative Theory and Practice during the Late Seventeenth Century", Poetics Today, 14 (Summer 1993): 419-443.
  • -----, Ottoman Warfare: 1500-1700, UCL Press, London, 1999.
  • Öter, Ahmet Ali; 1645 Tarihinde Konya'ya Gönderilen Fermanlar, Unpublished BA dissertation, Selçuk U niversity, Department of History, Konya.
  • Öz, Mehmet, Osmanlı İmparatorluğunda Çözülme ve Gelenekçi Yorumcuları, Ankara. Nisan 1997.
  • -----, “The Seventeenth Century: The Period of Dissolution and Crisis”, The Turks, Yeni Türkiye Publications, ed. H.C.Güzel-Cem Oğuz-O. Karatay, Volume III, (Ankara 2002): 359-378.
  • Özçelik, Ali; 1079/1668-69, 1085/1674-75 Yılları Arasında Olağanüstü Vergilerle ilgili Olarak Konya'ya Gönderilen Bazı Hükümler, Selçuk Üniversitesi Sosyal Bilimler Enstitüsü Tarih Anbilim Dalı Yeniçağ Tarihi Semineri, Konya 1991.
  • Özel, Oktay; Changes in Settlement Patterns, Population and Society in Rural Anatolia: A Case Study of Amasya (1576-1642), Unpublished Ph.D. Thesis, University of Manchester, Manchester, U.K, 1993.
  • Sahillioğlu, Halil; “Avâriz”, Diyanet Vakfı İslam Ansiklopedisi, vol. 4:108-109.
  • -----, Türkiye İktisat Tarihi (Giriş-Bazr Kurum ve Kavramlar), Menleş Kitabesi, İstanbul 1989.
  • -----, "Bolu'da Avâriz Vakıflar ı", Çele, 30 (1965): 4-7.
  • Shmuelevitz, Aryeh, The Jews of the Ottoman Empire in the Late 15th and 16'1' Centuries: Administrative, Economic, Legal, and Social Relations as Reflected in the Reponsa, Leiden: E.J. Brill, 1984.
  • Tabakoğlu, Alimét; Gerileme Dönemine Girerken Osmanlı Mâliyesi, Dergâh Yayınlan, 117;Tarih Dizisi, 10 İstanbul, 1985.
  • Türkmen, Ayşe; 96 Numarali Kayseri Şer’iyye Sicili H. 1099/1100-M. 1687/89, Metin Transkripsiyonu ve Değerlendirme, Unpublished MA Thesis, Erciyes University, Institute of Social Sciences, Kayseri, 1998.
  • Uluçay, Çağatay; XVII. Asırda Saruhan’da Eşkiyalık ve Halk Hareketleri, İstanbul 1945.
  • Ürekli, Bayram; Konya'nın Merkezi İdare İle İlişkileri (1650-1675). Unpublished PhD Thesis, İstanbul Üniversitesi, Sosyal Bilimler Enstitüsü, İstanbul, 1989.

Footnotes

  1. Halil Inalcik. "Military and Fiscal Transformation in the Ottoman Empire, 1600-1700", .Archivum Ottomanicum, VI (1980): 283-337; Süreyya Faroqhi, “Crisis and Change, 1590-1699”. in Ari Economic and Social History of die Ottoman Empire, (eds.) Halil İnalcık and Donald Quataert. Part II (1600-1914), (Cambridge. 1994): 411-636; Linda Darling. Revenue-Raising and Legitimacy: Tax Collection and Finance Administration in the Ottoman Empire 1560-1660, (New York 1996); "Ottoman Fiscal Administration: Decline or Adaptation?" The Journal of European Economic History, 26/1 (Rome 1997): 157-177; Rhoads Murphey, "Continuity and Discontinuity in Ottoman Administrative Theory and Practice during the Late Seventeenth Century". Poetics Today, 14 (1993): 419-443. Cf. also Mehmet Öz, "The Seventeenth Century: The Period of Dissolution and Crisis”, The Turks, Yeni Türkiye Publications, ed H C.Güzel- Cem Oğuz-O. Karatay, Volume III, (Ankara 2002): 359-378
  2. On the issue of Ottoman decline, see Bernard Lewis. “Some reflections on the Decline of the Ottoman Empire". Studia Islamica, 9 (1958): 111-27; “Ottoman Observers of Ottoman Decline”, Islamic Studies. 1 (1962): 82-87; Halil Inalcik, “The Ottoman Decline and Its Effects upon the Reaya”, in Aspects of the Balkans, Continuity and Change. Contributions to the International Balkan Conference, UCLA 1969, eds. H. Birnbaum and S. Vryonis. (The Hague: Mouton, 1972): 338-54; “The Heyday and Decline of the Ottoman Empire”, in The Cambridge History of Islam, eds. P. M. Holt. A. K. Lambton and Bernard Lewis, (Cambridge. 1970): 324-53; Kemal II Kai pat, "The Stages of Ottoman History. A Structural Comparative Approach”, in The Ottoman State and Its Place in World History, cd. K. H. Karpat, (Leiden, 1974): 79-106; Rhoads Murphey, "The Veliyyüddin Telhis: Notes on the Sources and Interrelations Between Koçi Bey and Contemporary Writers of Advice to Kings". T.T.K Belleten, XLIII/171 ( 1979): 547-71; "Continuity and Discontinuity in Ottoman Administrative Theory and Practice"; Douglas A. Howard, "Ottoman Historiography and the Literature of Decline’ of the Sixteenth and Seventeenth Centuries," Journal of Asian History, 22 (1988): 52-77; 'Ayn ‘Ali Efendi and the Literature of Ottoman Decline". Turkish Studies Association Bulletin. 11 (1987): 18-20; Linda Darling, Revenue-Raising and Legitimacy. 1-21; "Ottoman Fiscal Administration: Decline or Adaptation?" The Journal of European Economic History, 26/1 (1997): 157-177; Mehmet öz, Osmanlı'da "çözülme" ve Gelenekçi Yorumcuları (XVI. Yüzyıldan XVIII. Yüzyıl Başlarına), (Dergâh Yayınları. Ankara. 1997); Cemal Kafadar. "The Question of Ottoman Decline". Harvard Middle Eastern and Islamic Review, 4 (1997-1998): 30-75; cf. Martin Sicker. The Islamic World in Decline; from the Treaty of Karlowitz to the Disintegration of the Ottoman Empire, (Praeger. 2000).
  3. Cf. Bernard Lewis. “Ottoman Observers of Ottoman Decline", Islamic Studies. 1 (1962): 82-87; for a comprehensive evaluation of the Ottoman observers and their ideas, see Mehmet Öz, Osmanlı'da "Çözülme" ve Gelenekçi Yorumcuları.
  4. Recent studies on social history indicate that there was a considerable increase in the population, both urban and rural, of the Ottoman Empire as well as the Mediterranean and Europe during the sixteenth century, especially between 1520 and 1570. For Anatolia, sec ö. L Barkan, “Tarihi Demografi Araştırmaları ve Osmanh Tarihi", Türkiyat Mecmuası, X (1953): 129; L. Eider, “The Measurement of Pie-industrial Population Changes. The Ottoman Empire from the 15th to 17th Century", Middle Eastern Studies, XI (1975): 284-301; R. Jennings, "Urban Population in Anatolia in the Sixteenth Century: A Study of Kayseri, Karaman. Amasya, Trabzon and Erzurum". IJMES, 7 (1976): 21-57; Erder and Faroqhi; “Population Rise and Fall in Anatolia, 1550-1620", MES, XV (1979): 322-45; Oktay Özel, Changes in Settlement Patterns, Population and Society in Rural .Anatolia: A Case Study of .Amasya ( 1576-1642). (Unpublished Ph.D. Thesis, University of Manchester, Manchester. U.K, 1993); İslamoglu-İnan, State and Peasant in the Ottoman Empire: Agrarian Power Relations, (Leiden. 1994); Ali Açikel, Changes in settlement patterns. Population and Society in North Central .Anatolia: A Case Study of the District of Tokat (1574-1643), (Unpublished PhD Thesis, the University of Manchester. Manchester. U.K. 1999). For the general situation in Anatolia in the second half of the sixteenth century, and the period after 1580s in particular see M. Akdağ, “Osmanlı Imparatorluğu’nun Kurulu; ve İnkişafı Devrinde Türkiye’nin İktisadi Vaziyeti", T.T.K. Belleten, XII/51 (1949): 497-569; T.T.K Belleten. XIV/55 (1950): 319-418; Celâli İsyanları (1550-1603). (Ankara, 1963); “Celali Isyanlarinin Baslaınasi", AÜDTCFD 4 (1964): 1-49; “Genel Çizgileri İle XVII.yy Türkiye Tarihi,”, TAD, 4 (1966):203-47; H. İnalcık, "Osmanlı Imparatorluğu’nun Kurulu; ve İnkişafı Devrinde Türkiye’nin İktisadî Vaziyeti Üzerine Bir Tetkik Münasebetiyle", T.T.K. Belleten. XV/60 (1951): 629-90; M. Cezar, Osmanlı Tarihinde Levendler, (İstanbul, 1965); Karen Barkey, Bandits and Bureaucrats. The Ottoman Route to State Centralization, (Cornell University Press. Ithaca and London, 1994).
  5. See İnalcık, “The Socio-Political Effects of the Diffusion of Fire-Arms in the Middle East", in War. Technology and Society in the Middle East. eds. V. J. Parry and M. E. Yapp, (London, 1974): 195-217; İlgürel, “Osmanlı İmparatorluğu’nda Ateşli Silâhların Yayılışı”. İÜEFTD. 32 (1979): 301-18; Jennings, “Firearms, Bandits, and Gun-control: Some Evidence on Ottoman Policy Towards Firearms in the Possession of Reaya, from Judicial Records of Kayseri, 16001627", AO, VI (1980): 339-58; on Ottoman warfare, see Murphey, Ottoman Warfare: 1500-1700, (University College London Press, London, 1999). On European warfare in general, see Jeremy Black, European Warfare. 1660-1815, (UCL Press, London, 1994).
  6. For a detailed account of the Celâlis, see Akdağ, “Celâli Isyanlarinin Başlamasi", and his Türk Halkinin Dirlik ve Düzenlik Kavgası Celâli isyanları, (Bilgi Yayinevi, Ankara, 1975); W. Griswold, The Great Anatolian Rebellion 1591-1611, (Berlin: Klaus Schwarz, 1983); cf. also Mustafa Cezar, Osmanli Tarihinde Levendler. (Istanbul, 1965).
  7. The existing şer'iyye sicils of Kayseri and Konya contain references to such events. For particular references to Celâli Abaza Hasan Paşa for the second half of the 17th century, see 70 Numaralı Kayseri şer'iyye Sicili (1069/1658), 70:20-51 in the original register p.20. entry no.51. Hereafter archival sources are cited in accordance with the original source as follows, i.e 70:2051 means Kayseri sicils number 70. p.20, entry 51. 70:20-52, 70:21-53, 70:22-57, 70:22-58. 70:2360. 70:24-61, 70:24-62, 70:2068, 70:28-75. 70:29-76, 70:29-78, 70:29-78, 70:30-79. 70:30-80, 70:3083. 70:31-84, 70:31-84, 70:32-85, 70:32-86, 70:32-87. 70:33-88. 70:33-89, 70:34-90, 70:34-91, 70:3594, 70:36-95, 70:36-96, 70:37-98, 70:38-103, 70:39-104, 70:39-105; 70:40-106; 70:40-107, 70:40-108, 70:41-109, 70:42-112, 70:43-114, 70:43-115, 70:44-116, 70:45-118, 70:45-119, 70:45-120. 70:46-121, 70:46-123. 70:47-124. For the remaining entries regarding Celâli Abaza Hasan Paşa, see the relevant entries in KSS 70.
  8. Such illegal activities of provincial officials caused continuous complaints by the peasants and constituted one of the main subjects of the sultanic “justice decrees" (adaletnâmes) of the late sixteenth and early seventeenth centuries. For an analysis of these decrees, see İnalcık, “Adaletnameler". Belgeler (1965). Also see İnalcık, “The Ottoman Decline and Its Effects upon the Reaya”; Akdağ, Türk Halkinin Dirlik ve Düzenlik Kaıgası Celâli isyanları: 283-337.
  9. Ömer Lütfi Barkan, "avâriz", İslam Ansiklopedisi, 2 (1949): 13; Mehmet Genç, "XVIII. Yüzyıl da Osmanlı Ekonomisi ve Savaş", Yapıt, 4 (1984): 58; Alimét Tabakoğlu. Gerileme Dönemine Girerken Osmanlı Mâliyesi, Dergâh Yayınları ( İstanbul. 1985): 87; Halil Sahillioğlu. Türkiye İktisat Tarihi (Giriş-Bazı Kurum ve Kavramlar), Menteş Kitabesi, (İstanbul 1989): 62. Gf. also his “avârız”, Diyanet Vakfı İslam Ansiklopedisi, vol. 4:108-109.
  10. Caroline Finkel. The Administration of Warfare: the Ottoman Military Campaigns in Hungary. 1597-1606, (VWGO WIEN 1988): 130-31.
  11. Bruce McGowan. Economic Life in Ottoman Europe: Taxation. Trade and Struggle for Land. 1600-1800, ("Cambridge: Cambridge University Press, 1981): 106-7; For a comprehensive evaluation of nüzul in the Ottoman Empire for the 16th and 17th Centuries, see Lütfı Güçer. XVI-XWII Asırlarda Osmanlı İmparatorluğunda Hububat Meselesi ve Hububattan Alınan Vegiler. İstanbul Üniversitesi İktisat Fakültesi Yayım. (İstanbul 1964): 67-92.
  12. McGowan. Economic Life in Ottoman Europe, p. 106-7; Suraiya Faroqhi. "Part II: Crisis and Change. 1590-1699". in An Economic and Social History of the Ottoman Empire, eds. H. İnalcık and D. Quataert. Part II (1600-1914). (Cambridge 1994): 532.
  13. McGowan, Economic Life in Ottoman Europe, p. 107. On the collection of ararizand nüzul levies, see Süleyman Demirci. “Collection of avâriz and nüzul levies in the Ottoman Empire: A Case Study of the Province of Karaman. 1620-1700". belleten. 69/256 (December 2005).
  14. Barkan, "avâriz": 13; Finkel. The Administration of Warfare: 131-132; H. Bowen, “Awarid," El^2: 760.
  15. Finkel, The Administration of Warfare: 132; cf. Suçeska, “Die Entwicklung der Besteuerung durch die avanz-i divâniye und die tekâlifi örfiye im Osmanischen Reich wâhrend des 17. und 18. Jahrunderts”, Südost Forschungen, XXVII (1968): 89-130.
  16. Aryeh Shmuelevitz, The Jews of the Ottoman Empire in the Late I5th and 16th Centuries: Administrative, Economic, Legal, and Social Relations as Reflected in the Reponsa, (Leiden: E.J. Brill, 1984): 94 and n. 41.
  17. McGowan, Economic Life in Ottoman Europe: 107-8; Cf. also Sahilioğlu, “avâriz": 109.
  18. Darling, Revenue-Raising: 87.
  19. Sürsat(compulsory sale to meet the needs of the army) was also an obligation which required the tax-paying subjects to bring and sell their prosisions, such as barley, flour, sheep, fat and honey, at specific locations. On sürsat. see Güçer, Hububat Meselesi: 93-114.
  20. On this, see Güçer, Hububat Meselesi: 67-92.
  21. On this see. Süleyman Demirci.."Demography and History: The Value of the Avârizhâne Registers for Demographic Research: A Case Study of lire Ottoman Sub-provinces of Konya. Kayseri. Sivas and Bozok. 1620s 1700" a paper presented at an international conference held at the University-of Chicago: April 30th and May 1st 2004: the 19th Annual Middle East History and Theory Conference, Chicago. İll-USA
  22. Ömer Lütfi Barkan, "avâriz”, İslam Ansiklopedisi, 2 (1949): 13-19. Halil Sahillioğlu “avâriz”. Diyanet Vakfı İslam Ansiklopedisi, vol. 4:108-109.
  23. Darling. Revenue-raising, table 7, p.114, 115-16.
  24. Bruce McGowan, Economic Life in Ottoman Europe: Taxation. Trade and Struggle for Land. 1600-1800. (Cambridge: Cambridge University Press, 1981); “Osmanli Avâriz-Nüzul Teşekkülü, 1600-1830”, VIII. Türk Tarih Kongresi, (3 Volumes, Türk Tarih Kurumu Basımevi, Ankara 1981), Vol 2: 1327-31; Darling. Revenue-Raising 113-118.
  25. Barkan, "avâriz"; Mustafa Akdağ; "Osmanlı İmparatorluğunun Kuruluşu ve inkişafı Devrinde Türkiyenin İktisâdi vaziyeti", T.T.K.Belleten, 13 (1949): 497-568; 14 (1950): 319-411; Çağatay Uluçay, 18. ve 19. Yüzyıllarda Saruhan'da Eşkiyalık ve Halk Hareketleri. (İstanbul, 1955); cf. Darling. Revenue-Raising: 114-15.
  26. See Mustafa Akdağ. "Osmanlı İmparatorluğunun Kuruluşu ve İnkişafı Devrinde Türkiye'nin İktisâdi Vaziyeti'’: 554-55.
  27. Barkan, "avâriz": 15.
  28. See Darling. Revenue-Raising: 114-117. Especially table 7 and 8 on avâriz rates.
  29. KK2887, MM3845.
  30. MM2808. KK2625, MM3850. KK2627, MM2783, MM3834.
  31. KK2604, MM2808, MM4950, KK2627. MM3067, MM2783. KK3067.
  32. See Darling. Revenue-Raising: 117. Her figures apparently do not take into account the register section dealing with Katanian. Cf. MM3847-1066/1656. KK3850-1067/68-1657/58 and KK2625-1067/1657.
  33. Bayram Örekli, Konya'nın Merkezi İdâre İle İlişkileri (1650-1675), Unpublished PhD Thesis, İstanbul University, Institute of Social Sciences (İstanbul. 1989): 177.
  34. Ibid: 181.
  35. Örekli, Konya’nın Merkezi İdâre İle İlişkileri: 181.
  36. Ibid: 182.
  37. Ibid: 184.
  38. Bülbül, Konya 'nın Merkezi Yönetim İle İlişkileri: 58
  39. Zekeriya Bülbül, Konya'nın Merkezi Yönetim İle İlişkileri (1685-1700). Unpublished PhD Thesis. Selçuk University, Institute of Social Sciences (Konya, 1988): 60-1.
  40. Zeki Dinç, 45 Numaralı Konya şer'iyye Sicili: 39.
  41. See fn, 11.
  42. Finkel. The Administration of Warfare: 143.
  43. McGowan . Economic Life in Ottoman Europe: 110.
  44. Barkan, "avâriz": 15.
  45. Darling. Revenue-Raising. 116.
  46. McGowan , Economic Life in Ottoman Europe. 205. [MSS 3:98-1, MSS 4: 236-1]
  47. McGowan . Economic Life in Ottoman Europe. 110.
  48. Barkan, "avâriz": 15. Darling. Revenue- Raising: 116.
  49. Çağatay Uluçay, 18. ve 19. Yüzyıllarda Saruhan'da Eşkıyalık ve Halk Hareketleri:51.
  50. Koçi Bey Risalesi. Ali Kemali Aksüt ed.. (İstanbul, 1939): 105. Koçi Bey also notes that by 990/1582 forty akçe collected from each avârizhâne by the Ottoman central government. See Koçi Bey: 47; Cf. Darling. Revenue-Raising: 115; Rifa'at 'Ali Abou-El-Haj, Formation of the Modern State. The Ottoman Empire Sixteenth to Eighteenth Centuries. (State University of New York Press, 1991 ) : 83.
  51. Ahmet Gündüz; 27 Numaralı Kayseri Şer'iyye Sicili 1035/36-1625/26, Metin Transkripsiyonu, (Unpublished MA Thesis. Kayseri. 1995): 811-12.
  52. "... umumen memâlik-i mahrusemde vaki kadılıkların avârızhânelerinden her bir hanesinden beş kâmil kuruş bedel-i nüzul cem' ve tahsil olunmak babından hatl-i hümâyun-u saadet maki unumla fermân-i âlişân sadır olnıağin ... herbir hanelerinden tahsili fermanım olan beş kâmil kuruş bedel-i nüzul akçelerin âsitâne-i saadetimde irsal olunan mühürlü ve nişanlı mevkufat defleri nıtıcebince mübnşir-i mumaileyhe tnüeccelen cem' ve tahsil itdürüp ... Bundatt maada her bir hânelerinden onar akçe cihet-i maişet tayin olunmuştur." Cited in Ahmet Ali Otel, 1645 Tarihinde Konya’ya Gönderilen Fermanlar. (Unpublished BA Dissertation, Selçuk University. Konya. 1986): 16-18.
  53. MM3838: 38-40.
  54. More on this see, Süleyman Demirci, “State, Society and Economy in the Ottoman Empire: Some notes on the avârizhânes and cash avâriz rate in the province of Trabzon, c,1640-1700" a paper to be delivered at an international conference CIEPO-17 held at Karadeniz Technical University; September 18th -23rd, 2006:Trabzon, Turkey. Adetailed study is being carried out on the provinces of Sivas. Erzurum, Haleb and Diyarbekr in c. 1640-1700. Once this study is completed it will form a basis for future case studies of avâriz/nüzul in other provinces and ultimately for an assessment of the avâriz system throughout the Ottoman Empire.
  55. MM3838: 41- 46
  56. MM3838: 46.
  57. Mehmet Ali Kalipçioğlu, 65 Numarali Kayseri Şer'iyye Sicili 1067/68-1656/58. Metin Transkripsiyonu. (Unpublished MA Thesis. Erciyes University, Kayseri. 1996); 297-298. (65:91- 234).
  58. KŞS66. p.130 entry 343. See also Rıdvan Yurtlak, 66/1 Numaralı Kayseri Şer'iyye Sicili (1067/1657). Transkripsiyon ve Değerlendirmesi. (Unpublished MA Thesis, Erciyes University. Kayseri 1995).
  59. MM2998.
  60. Naile Demir, 70/12 Numaralı Kayseri Şer'iyye Sicili Metin Transkripsiyonu (1069/1658). (Unpublished BA Dissertation. Erciyes University, Kayseri 1999): .24-25. 27-28. (70:180-405, 70:181-408).
  61. Naile Demir . 70/12 Numaralı Kayseri Şer'iyye: 27-28. For the original text see. KSS 70:181-408.
  62. Ali Ôzçelik. "1079/1668-69.1085/1674-75 Yılları Arasında Olağanüstü Vergilerle İlgili Olarak Konya'ya Gönderilen Bazı Hükümler”, Paper Presented to Institute of Social Sciences at Selçuk University/ Konya. 1991). 16-17.
  63. MM3354.
  64. MM3354.
  65. KK2665, MM3841. MM3809.
  66. Hacet Erdoğan, 1086-1089 Tarihleri Arasında Konya'ya Gönderilen Bazı Fermanlar, (Unpublished BA Dissertation, Selçuk University, Konya 1988): 27-28.
  67. MM3830, MM2805, MM2789.
  68. Ayse Türkmen, 96 Numaralı Kayseri Şer’iyye Sicili H.1099/1100-M.1687/89, Metin Transkripsiyonu ve Değerlendirme, (Unpublished MA Thesis, Erciyes University, Kayseri. 1998): 70. (96:13-39)
  69. MM2793. MM2471. MM2987. MM382O and Süleyman Akbey, 37 Numaralı (1103/1692 Tarihli) Konya Şer'iyye Sicili. (Unpublished BA Dissertation, Selçuk University, Konya 1998): 270-71, 273-74.
  70. MM3820.
  71. Darling, Revenue-Raising: 115 (footnote 96).
  72. See Faroqhi. "Crises and Change, 1590-1699": 532; Cf. Tabakoğlu. Osmanlı Mâliyesi. 158. McGowan in his study of Economic life in Ottoman Europe has also suggested that this happened between 1585 and 1625. See McGowan, Economic life in Ottoman Europe: 108-10
  73. Ahmet Ali Öter. 1645 Tarihinde Konya'ya Gönderilen Fermanlar: 16-18.
  74. Ibid: 57.
  75. Zekeriye Bülbül. Konya'nın Merkezi Yönetim İle İlişkileri 61.
  76. More on this see. Süleyman Demirci, "Collectors of Avâriz and Nüzul Levies in the Ottoman Empire. A Case Study of the Province of Karaman, 1621-1700", Belleten, 69/255 (August 2005): 539-565.
  77. These issues are examined in greater detail in my unpublished paper. Cf. Süleyman Demirci.."Demography and History: The value of the avârizhane registers for demographic research: A case study of the Ottoman Sub-provinces of Konya, Kayseri. Sivas and Bozok, 1620s 1700" a paper presented at an international conference held at the University-of Chicago: April 30th and May 1st 2004: the 19th Annual Middle East History and Theory Conference. Chicago. İII-USA.
  78. On this see, Süleyman Demirci. “Complaints about avâriz assessment and payment in the avâriz-tax system: An aspect of the relationship between centre and periphery. A case study of Kayseri.1618-1700", Journal of the Economic and Social History of the Orient. 46.4 (November 2003): 437-474

Şekil ve Tablolar